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Title:Vrednostni papirji in zloraba z njimi : diplomsko delo visokošolskega strokovnega študija Varnost in policijsko delo
Authors:ID Rejc, Mojca (Author)
ID Lamberger, Igor (Mentor) More about this mentor... New window
Files:.pdf VS_Rejc_Mojca_2015.pdf (534,54 KB)
MD5: 88E8F7B42190275B94C3089439B16AAB
 
Language:Slovenian
Work type:Bachelor thesis/paper
Typology:2.11 - Undergraduate Thesis
Organization:FVV - Faculty of Criminal Justice and Security
Abstract:V diplomskem delu bomo predstavili vrednostne papirje in njihovo zlorabo. Za odkrivanje zlorab na trgu vrednostnih papirjev je potrebno predznanje s področja trgovanja z vrednostnimi papirji, zato bomo le-te na začetku predstavili in opisali razloge za njihov nastanek in razvoj. Spoznali bomo, da se je od prvih omemb vrednostnih papirjev in vse do danes razvilo več vrst vrednostnih papirjev, ki se delijo po različnih merilih. Z njimi se je začelo trgovati, kapital je začel krožiti in tako se je v določenem obdobju kapitalski trg razvil v industrijo, ki je zelo pomembna za pospeševanje gospodarskega razvoja. S tem so se razvile tudi institucije trgovanja z vrednostnimi papirji, med katerimi si bomo najpodrobneje pogledali borzo. Pri trgovanju z vrednostnimi papirji se pojavi tudi težava, ki je kot nekakšen negativen sopotnik, in to je njihova zloraba. Takšna zloraba spada pod gospodarski kriminal, natančneje med finančno kriminaliteto. Opisali bomo tudi nekatere zlorabe pri trgovanju z vrednostnimi papirji, ki se jim vzporedno z razvojem na področju vrednostnih papirjev pridružujejo tudi vedno nove pojavne oblike zlorab. Spoznali bomo, da je takšno kriminalno dejanje težko odkriti kot tudi dokazati. Postopki so dolgotrajni in velikokrat se zgodi, da storilec ostane nekaznovan. Če je storilec kaznovan, je kazen največkrat prenizka glede na nastalo škodo, ki jo je povzročil. To lahko opazimo v statistiki, v kateri bomo videli nizko število pravnomočnih sodb v povezavi z vrednostnimi papirji. Prej omenjena škoda vpliva na gospodarstvo ter širše gledano tudi na nastalo krizo. Zato so med drugim pomembne tudi institucije nadzora, njihov način postopanja s pravilno pravno podlago kot tudi sodelovanje s tujino. V tem delu bomo kot takšno institucijo opisali Agencijo za trg vrednostnih papirjev ter borzo. Sledil bo še opis konkretnih primerov zlorab pri trgovanju z vrednostnimi papirji.
Keywords:vrednostni papirji, trg vrednostnih papirjev, finančni trg, zlorabe, gospodarska kriminaliteta, diplomske naloge
Place of publishing:[Ljubljana
Place of performance:[Ljubljana
Publisher:M. Rejc]
Year of publishing:2015
Year of performance:2015
Number of pages:52 str.
PID:20.500.12556/DKUM-48337 New window
UDC:343.37:336.717.71(043.2)
COBISS.SI-ID:3009770 New window
NUK URN:URN:SI:UM:DK:KISTDTCA
Publication date in DKUM:14.09.2015
Views:1858
Downloads:169
Metadata:XML DC-XML DC-RDF
Categories:FVV
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Secondary language

Language:English
Title:MISUSE OF SECURITIES
Abstract:The thesis presents securities and their misuse. The first part focuses on securities, as the detection of securities misuse requires prior knowledge from the very areas of trading securities. Furthermore, the reasons for the emergence of securities and their development are discussed. Since the first mentioning, many different types of securities have been developed, which can be divided according to various criteria. Starting trading securities, capital began to circulate and as a result within a certain period, the capital market evolved into industry which is of key importance for promoting economic development. In that process institutions of securities trading emerged as well, among which a closer look will be taken at Stock Exchange. Together with securities, a problem emerges which at the same time acts as their negative companion, t. i. securities misuse. This type of abuse belongs to economic crime, specifically financial crime. Moreover, a description of certain types of securities misuse is presented, which - in parallel with the development in the area of securities – are always joined by new forms of abuse. The thesis establishes that there is a problem in detecting and proving that type of crime. Namely, the procedures are long and the offenders are frequently not punished or in case they are, the penalty is too lenient in relation to the damage caused by the offenders. Also, statistics show a small number of final sentences in connection with securities. The aforementioned damage affects the economy, and in broader context also the resulting crisis. Therefore, among other means, supervising institutions are of basic significance, their manner of proceeding grounded on proper legal basis, as well as cooperation with foreign countries. In this section, the Securities Market Agency and Stock Exchange are presented as such institutions. Finally, two actual examples of securities misuse are examined. The final part of the thesis supports two hypotheses.
Keywords:Securities, trading securities, financial market, economic crime, misuse


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