Nadzor in regulacija bančnega sektorja : preventivni dejavnik boja proti finančni kriminaliteti

Ahčan, Tanja

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Title:	Nadzor in regulacija bančnega sektorja : preventivni dejavnik boja proti finančni kriminaliteti
Authors:	ID Ahčan, Tanja (Author)
Files:	05_BankingSectorSupervisionAndRegulation_2013_3.pdf (429,36 KB) MD5: 750EABB3DF6C0E968DAF2F48B718CC68 PID: 20.500.12556/dkum/8137d2d4-11c4-4f00-8a10-66106205f24e https://www.fvv.um.si/rV/arhiv/2013-3/05_BankingSectorSupervisionAndRegulation_2013_3.html
Language:	Slovenian
Work type:	Scientific work
Typology:	1.02 - Review Article
Organization:	FVV - Faculty of Criminal Justice and Security
Abstract:	Namen prispevka: Finančna kriza je razkrila številna odklonska ravnanja udeležencev globalnih finančnih trgov ter odprla množico kompleksnih pravnih in dejanskih vprašanj glede regulacije in nadzora finančnih trgov kot tudi uspešnosti kazenskega pregona odgovornih. V prispevku avtorica obravnava pozitivnopravno ureditev delovanja centralne državne bančne nadzorne oziroma regulatorne institucije. Predstavljene so naloge, pristojnosti in ukrepi Banke Slovenije, predvsem z vidika možnosti preprečevanja in odkrivanja finančne kriminalitete. Metode: Prispevek je teoretične narave, na podlagi deskriptivne analize de lege lata področja delovanja bančnega nadzornika in regulatorja, ki vključuje več pravnih področij, od državnopravne oziroma upravne ureditve, civilnega in gospodarskega prava do uporabnosti na kazenskopravnem področju. Ugotovitve: Nadzor in regulacija bančnega sektorja v Republiki Sloveniji temeljita na pravilih evropske zakonodaje in dobre prakse, ki jo oblikujejo mednarodne finančne institucije. Razloge za pomanjkljivosti oziroma šibkosti, katerih rezultat so bila odklonska ravnanja akterjev na finančnih trgih, ne gre iskati v normativni ureditvi de lege lata. Dosledna implementacija že uveljavljenih norm predstavlja preventivo v boju proti finančni kriminaliteti. Izvirnost/pomembnost prispevka: Problematika delovanja našega bančnega regulatorja in nadzornika, v povezavi z razlogi za izbruh finančne krize, je bila predvsem predmet razprav ekonomistov. Zaradi potrebe po morebitnih premišljenih reformah, predvsem v smislu preventivne vloge na področju finančne kriminalitete, pa je nujno, da se delovanje in ukrepanje državnega regulatorja celovito obravnava tudi s pravnega in kriminalnopolitičnega vidika.
Keywords:	finančna kriza, finančna kriminaliteta, regulacija, nadzor
Publication status:	Published
Publication version:	Version of Record
Year of publishing:	2013
Number of pages:	str. 370-384
Numbering:	Letn. 15, št. 3
PID:	20.500.12556/DKUM-76205
UDC:	343.37
ISSN on article:	1580-0253
COBISS.SI-ID:	2653162
NUK URN:	URN:SI:UM:DK:DHOO5BW5
Publication date in DKUM:	23.04.2020
Views:	1210
Downloads:	112
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Categories:	Misc.
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Record is a part of a journal

Title:	Varstvoslovje
Shortened title:	Varstvoslovje
Publisher:	Ministrstvo za notranje zadeve Republike Slovenije, Visoka policijsko-varnostna šola, Ministrstvo za notranje zadeve Republike Slovenije, Visoka policijsko-varnostna šola, Univerza v Mariboru, Fakulteta za policijsko-varnostne vede, Univerza v Mariboru, Fakulteta za varnostne vede
ISSN:	1580-0253
COBISS.SI-ID:	99492352

Licences

License:	CC BY 4.0, Creative Commons Attribution 4.0 International

Link:	http://creativecommons.org/licenses/by/4.0/
Description:	This is the standard Creative Commons license that gives others maximum freedom to do what they want with the work as long as they credit the author.
Licensing start date:	23.04.2020

Secondary language

Language:	English
Title:	Banking sector supervision and regulation
Abstract:	Purpose: The financial crisis revealed numerous deviant activities of participants in global financial markets, as well as raised a number of complex legal and actual questions regarding the regulation and supervision of said markets and the efficiency of criminal prosecution of those responsible. The paper deals with how the positive law regulates the activities of the central institution at state level responsible for banking supervision and regulation. The paper presents the tasks, responsibilities and measures of the Bank of Slovenia, particularly from the point of view of the possibility to prevent and detect financial crime. Design/Methods/Approach: The paper has a theoretical nature and is based on a descriptive de lege lata analysis of the activities of the banking supervisor and regulator, including several legal areas, from state law (or administrative set-up) to civil and commercial law, as well as the application in criminal law. Findings: The banking sector supervision and regulation in the Republic of Slovenia are based on the European legislation and good practice established by international financial institutions. The reasons for the imperfections or weaknesses of supervision resulting in deviant activities of the financial markets actors are not to be found in the legislative framework de lega lata. A consistent implementation of the already established norms represents a preventive factor in the fight against financial crime. Originality/Value: The activities of our banking regulator and supervisor, in connection with the reasons for the onset of the financial crisis, have been discussed mainly by economists. Given the need for well thought-out reforms, mainly in the sense of a preventive role in the area of financial crime, it is mandatory that the activities and measures of the state regulator are dealt with in their entirety also from the legal and crime policy view.
Keywords:	financial crisis, financial crime, regulation, banking supervision

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Varstvoslovje

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